TUEWAS Toolbox - Information Exchange

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Interoperability and communication

ID Number Year Title Author Type of Entry Main Category Country Location within Country File Reference project name Journal or conference name URL Active management of distribution grid Enabling distributing technologies Market-based and Tariff-based solutions Connection agreement solutions Distribution planning Operation and maintenance Information exchange
17 2018 Understanding DERMS Electric Power Research Institute Study Report Active management of distribution grid No file uploaded. Integration of Distributed Energy Resources (P174) https://www.epri.com/research/products/3002013049
  • DERMS
  • Monitoring Solutions
  • Control Solutions
20 2018 International Review of Residential PV Feed-in Management Electric Power Research Institute Study Report Active management of distribution grid No file uploaded. https://aemo.com.au/-/media/Files/Electricity/NEM/DER/2019/Standards-Protocols/EPRI-PV-Feed-in-Management-Report.pdf
  • The Australian Energy Market Operator (AEMO) is investigating technological and functional solutions to the challenge of integrating large amounts of distributed, residential-scale photovoltaic (PV) generation. Information is provided on the following five key elements necessary to perform management of PV feed-in: device hardware, communication protocols, network infrastructure, a management system, and interconnection agreements. EPRI conducted interviews with representatives from entities facing similar challenges, including from the United States, Germany, Japan, and parts of Australia outside of the National Electricity Market and South West Interconnected System. The interviews and research revealed similar efforts to AEMO, yet none in widespread use that simultaneously address all three challenges of 1) high PV penetrations, 2) consisting mostly of small, distributed PV systems, and 3) on systems without strong (or any) interconnections to neighboring countries or regions. In considering solutions, a holistic view of PV management that includes more than just feed-in management (e.g. other advanced inverter functionalities and customer control of their net energy output) is likely on the horizon.
  • Control Solutions
  • Distributed generation (solar)
  • Technical requirements for connection (grid codes, standards)
21 2020 Communication and Control for High PV Penetration under Smart Grid Environment_Overview on Control Strategies and Communications Technologies IEA Photovoltaic Power Systems Programme Task 14 members Study Report Active management of distribution grid No file uploaded. IEA PVPS Task 14 https://iea-pvps.org/wp-content/uploads/2020/12/Task14-12_Communication-and-Control_report.pdf
  • The IEA PVPS Task 14 Subtask C “PV in Smart Grids” will explore the communication and control for high penetration PV systems. The main intention is to survey the appropriate control strategies and communication technologies to integrate a high number of distributed PV systems into a smart electricity network. This Report summarizes the survey on the existing PV communication and control practice among Task 14 participating countries as well as reviews the literature of the state-of-the-art concepts for integration PV system under smart grid environment.
  • Monitoring Solutions
  • Control Solutions
  • Smart grids (AMI, smart meters, etc.) increase
  • Distributed generation (solar)
22 2018 Common Smart Inverter 8 Profile 9 IEEE 2030.5 Implementation Guide for Smart Inverters Sunspec Common Smart Inverter Profile Working Group Guidelines Information exchange No file uploaded. SunSpec IEEE 2030.5 Conformance Profiles Work Group https://sunspec.org/wp-content/uploads/2019/08/CSIPImplementationGuidev2.103-15-2018.pdf
  • This guide serves to assist manufacturers, Distributed Energy Resources (DER) operators, system integrators and DER aggregators to implement the Common Smart Inverter Profile (CSIP) implementation guide for IEEE 2030.5. CSIP was developed as an outgrowth of the California Rule 21 Smart Inverter process to create common communication profile for inverter communications that could be relied on by all parties to foster “plug and play” communications-level interoperability between the California IOU’s and 3rd party operated smart inverters or the systems/service providers managing those inverters.
  • Monitoring Solutions
  • Control Solutions
  • Technical requirements for connection (grid codes, standards)
62 2021 Informative Background on the Interoperability Requirements in IEEE Std 1547-2018 Ingram, Michael; Rasel Mahmud; David Narang; NREL Study Report Information exchange No file uploaded. https://www.nrel.gov/docs/fy21osti/77959.pdf
  • The revised Institute of Electrical and Electronics Engineers (IEEE) 1547-2018, Standard for Interconnection and Interoperability of Distributed Energy Resources with Associated Electric Power Systems Interfaces, was published in April 2018. This standard is one of the foundational documents in the United States needed for integrating distributed energy resources (DERs), including solar energy systems, with the electric distribution grid. This document provides supplementary information to help stakeholders apply the interoperability requirements specified in Clause 10 of the revised standard.
  • Monitoring Solutions
  • Control Solutions
  • Technical requirements for connection (grid codes, standards)
63 2017 Cyber Security Primer for DER Vendors Aggregators and Grid Operators Sandia National Laboratories Study Report Information exchange No file uploaded. https://www.osti.gov/biblio/1761987
  • This report provides an introduction to cyber security for distributed energy resources (DER) - such as photovoltaic (PV) inverters and energy storage systems (ESS). This material is motivated by the need to assist DER vendors, aggregators, grid operators, and broader PV industry with cyber security resilience and describe the state-of-the-art for securing DER communications. The report outlines basic principles of cyber security, encryption, communication protocols, DER cyber security recommendations and requirements, and device-, aggregator-, and utility-level security best practices to ensure data confidentiality, integrity, and availability. Example cyber security attacks, including eavesdropping, masquerading, man-in-the-middle, replay attacks, and denial-of-service are also described. A survey of communication protocols and cyber security recommendations used by the DER and power system industry are included to elucidate the cyber security standards landscape. Lastly, a roadmap is presented to harden end-to-end communications for DER with research and industry engagement.
  • Battery Energy Storage Systems
  • Distributed generation (solar)
65 2019 Recommendations for Trust and Encryption in DER Interoperability Standards Sandia National Laboratories Study Report Information exchange No file uploaded. https://sunspec.org/wp-content/uploads/2020/01/Recommendations-for-Trust-and-Encryption-in-DER-Interoperability-Standards-SAND2019-1490.pdf
  • Recently developed Distributed Energy Resource (DER) interoperability standards include communication and cybersecurity requirements. In 2018, the US national interconnection standard, IEEE 1547, was revised to require DER to include a SunSpec Modbus, IEEE 2030.5 (Smart Energy Profile, SEP 2.0), or IEEE 1815 (DNP3) communication interface but does not include any normative overarching cybersecurity requirements. IEEE 2030.5 and associated implementation requirements for California, known as the California Smart Inverter Profile (CSIP), prescribe the greatest security features—including encryption, authentication, and key management requirements. SunSpec Modbus and IEEE 1815 security requirements are not as comprehensive, leading to implementation questions throughout the industry. In this paper, (a) the elements of IEEE 2030.5 encryption, authentication, and key management guidelines are analyzed, (b) potential scalability gaps are identified, and (c) alternative technologies are explored for possible inclusion in DER interoperability or cybersecurity standards.
75 2022 Distributed energy resource management systems—DERMS: Stateof the art and how to move forward Strezoski, L. Article Active management of distribution grid No file uploaded. https://wires.onlinelibrary.wiley.com/doi/full/10.1002/wene.460
  • Due to an ever-increasing rise in proliferation of distributed energy resources (DERs), the paradigm of passive electrical distribution networks is shifting toward active distribution systems. This new environment introduces a plethora of challenges that cannot be managed by traditional tools, whose utilization could compromise the reliability and efficient operation of distribution feeders. This article systematically reviews state of the art in different DERs management software solutions available today. Additionally, it establishes distinguished roles and responsibilities of different levels of hierarchy in distinct solutions that are all commonly called DERs management systems—DERMS (e.g., fully centralized versus fully decentralized DER management solutions). Lastly, it offers a viewpoint on the directions that hold potential for the power system community and industry to explore for further developments of more robust and intelligent DERMS, to successfully enable efficient transition into a new era of clean and sustainable power systems, encompassing active and dynamically changing distribution circuits.
  • DERMS
  • Monitoring Solutions
  • Control Solutions
  • Mini/micro-grids (when interconnected)
  • VPP and aggregators (market integration of DERs)
87 2018 Tucson Electric Power Project RAIN: October 2018 Update Electric Power Research Institute Study Report Active management of distribution grid No file uploaded. Tucson Electric Power Project RAIN https://www.epri.com/research/products/000000003002014812
  • "Project RAIN — Resource Aggregation and Integration Network — is one of the first globally to explore how distributed generation and energy storage might be combined with flexible loads (such as electric vehicle chargers or smart thermostats) to respond optimally to dynamic system needs. Open standards and protocols such as SunSpec Modbus and OpenADR are being utilized in an effort to improve future system performance and reduce integration costs. Several controller vendors (both established and new entrants) were engaged in laboratory testing, though the field trial features a single control system that is coordinating DER from multiple suppliers. In this first report, findings are shared from the experimental design, laboratory testing, and initial field installation stages of the project."
  • DERMS
  • Demand Response

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Cybersecurity

ID Number Year Title Author Type of Entry Main Category Country Location within Country File Reference project name Journal or conference name URL Active management of distribution grid Enabling distributing technologies Market-based and Tariff-based solutions Connection agreement solutions Distribution planning Operation and maintenance Information exchange
20 2018 International Review of Residential PV Feed-in Management Electric Power Research Institute Study Report Active management of distribution grid No file uploaded. https://aemo.com.au/-/media/Files/Electricity/NEM/DER/2019/Standards-Protocols/EPRI-PV-Feed-in-Management-Report.pdf
  • The Australian Energy Market Operator (AEMO) is investigating technological and functional solutions to the challenge of integrating large amounts of distributed, residential-scale photovoltaic (PV) generation. Information is provided on the following five key elements necessary to perform management of PV feed-in: device hardware, communication protocols, network infrastructure, a management system, and interconnection agreements. EPRI conducted interviews with representatives from entities facing similar challenges, including from the United States, Germany, Japan, and parts of Australia outside of the National Electricity Market and South West Interconnected System. The interviews and research revealed similar efforts to AEMO, yet none in widespread use that simultaneously address all three challenges of 1) high PV penetrations, 2) consisting mostly of small, distributed PV systems, and 3) on systems without strong (or any) interconnections to neighboring countries or regions. In considering solutions, a holistic view of PV management that includes more than just feed-in management (e.g. other advanced inverter functionalities and customer control of their net energy output) is likely on the horizon.
  • Control Solutions
  • Distributed generation (solar)
  • Technical requirements for connection (grid codes, standards)
41 2019 An Overview of Distributed Energy Resource (DER) Interconnection: Current Practices and Emerging Solutions National Renewable Energy Laboratory Study Report Connection agreement solutions No file uploaded. https://www.nrel.gov/docs/fy19osti/72102.pdf
  • A comprehensive report. Includes sections: Interconnection Application Procedures and Management, Technical Screens for DER Interconnection, Advanced Inverters, IEEE 1547 (2003-2018), Strategies and Upgrades for Mitigating the Distribution System Impacts of DERs, Cost Allocation, Predicting Future DER Growth, Cybersecurity, and Storage and Solar + Storage Interconnection.
  • Inverter-specific aspects
  • Technical requirements for connection (grid codes, standards)
  • Interconnection application procedures
  • Grid simulation studies
63 2017 Cyber Security Primer for DER Vendors Aggregators and Grid Operators Sandia National Laboratories Study Report Information exchange No file uploaded. https://www.osti.gov/biblio/1761987
  • This report provides an introduction to cyber security for distributed energy resources (DER) - such as photovoltaic (PV) inverters and energy storage systems (ESS). This material is motivated by the need to assist DER vendors, aggregators, grid operators, and broader PV industry with cyber security resilience and describe the state-of-the-art for securing DER communications. The report outlines basic principles of cyber security, encryption, communication protocols, DER cyber security recommendations and requirements, and device-, aggregator-, and utility-level security best practices to ensure data confidentiality, integrity, and availability. Example cyber security attacks, including eavesdropping, masquerading, man-in-the-middle, replay attacks, and denial-of-service are also described. A survey of communication protocols and cyber security recommendations used by the DER and power system industry are included to elucidate the cyber security standards landscape. Lastly, a roadmap is presented to harden end-to-end communications for DER with research and industry engagement.
  • Battery Energy Storage Systems
  • Distributed generation (solar)
64 2017 Roadmap for Photovoltaic Cyber Security Sandia National Laboratories Study Report Information exchange No file uploaded. https://sunspec.org/wp-content/uploads/2020/01/Roadmap-for-Photovoltaic-Cyber-Security-SAND2017-13262-4-10-2018.pdf
  • Cyber-secure, resilient energy is paramount to the prosperity of the United States. As the experience and sophistication of cyber adversaries grow, so too must the US power system’s defenses, situational awareness, and response and recovery strategies. Traditionally, power systems were operated with dedicated communication channels to large generators and utility owned assets but now there is greater reliance on photovoltaic (PV) systems to provide power generation. PV systems often communicate to utilities, aggregators, and other grid operators over the public internet so the power system attack surface has significantly expanded. At the same time, solar energy systems are equipped with a range of grid-support functions, that—if controlled or programmed improperly—present a risk of power system disturbances. This document is a five year roadmap intended to chart a path for improving cyber security for communication-enabled PV systems with clear roles and responsibilities for government, standards development organizations, PV vendors, and grid operators.
  • Distributed generation (solar)
65 2019 Recommendations for Trust and Encryption in DER Interoperability Standards Sandia National Laboratories Study Report Information exchange No file uploaded. https://sunspec.org/wp-content/uploads/2020/01/Recommendations-for-Trust-and-Encryption-in-DER-Interoperability-Standards-SAND2019-1490.pdf
  • Recently developed Distributed Energy Resource (DER) interoperability standards include communication and cybersecurity requirements. In 2018, the US national interconnection standard, IEEE 1547, was revised to require DER to include a SunSpec Modbus, IEEE 2030.5 (Smart Energy Profile, SEP 2.0), or IEEE 1815 (DNP3) communication interface but does not include any normative overarching cybersecurity requirements. IEEE 2030.5 and associated implementation requirements for California, known as the California Smart Inverter Profile (CSIP), prescribe the greatest security features—including encryption, authentication, and key management requirements. SunSpec Modbus and IEEE 1815 security requirements are not as comprehensive, leading to implementation questions throughout the industry. In this paper, (a) the elements of IEEE 2030.5 encryption, authentication, and key management guidelines are analyzed, (b) potential scalability gaps are identified, and (c) alternative technologies are explored for possible inclusion in DER interoperability or cybersecurity standards.
74 2019 Electric Program Investment Charge 2.02 – Distributed Energy Resource Management System Final Report Pacific Gas and Electric Study Report Active management of distribution grid California No file uploaded. EPIC 2.02 – Distributed Energy Resource Management System https://www.pge.com/pge_global/common/pdfs/about-pge/environment/what-we-are-doing/electric-program-investment-charge/PGE-EPIC-2.02.pdf
  • This report summarizes the project objectives, technical results and lessons learned for EPIC Project 2.02 - Distributed Energy Resource Management System (DERMS). The main objective of the DERMS Demo was to test and demonstrate that new technologies can provide the functionality to monitor and control DERs to manage system constraints and evaluate the potential value of DER flexibility to the grid. The DERMS Demo demonstrated that value from DERs to provide grid services could be realized. This demonstration drove learnings about the people, process, and technology needed to operate the high DER penetration grid of the future. The challenges and lessons learned through this implementation helped move the industry and PG&E forward in the DERMS space, while grounding perspectives of near-term versus future needs and capabilities.
  • DERMS
  • Monitoring Solutions
  • Control Solutions
  • Smart grids (AMI, smart meters, etc.) increase
  • VPP and aggregators (market integration of DERs)

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TSO and DSO increased coordination and data exchange

ID Number Year Title Author Type of Entry Main Category Country Location within Country File Reference project name Journal or conference name URL Active management of distribution grid Enabling distributing technologies Market-based and Tariff-based solutions Connection agreement solutions Distribution planning Operation and maintenance Information exchange
18 2020 Distributed Energy Resources (DER) Visibility and Monitoring Best Practice Guide Various (technology providers within DER industry in Australia) Guidelines Information exchange No file uploaded. https://www.dermonitoring.guide/
  • This Distributed Energy Resources (DER) Visibility and Monitoring Best Practice Guide (the Guide) has been developed by the DER industry to specify the data required to enable the transition of our electricity network to a high penetration DER grid. DER includes rooftop solar, batteries, and other appliances such as Electric Vehicles (EV) chargers. This Best Practice Guide is a voluntary Guide. This Guide specifies what data is required to be collected. How this data is managed and made available to the industry regulators and operators requires further work to ensure appropriate and cost effective data privacy and security is maintained.
  • Monitoring Solutions
  • Control Solutions
  • Battery Energy Storage Systems
  • Electric vehicles
  • Distributed generation (solar)
19 2020 Data Model and Data Acquisition for PV registration schemes and grid connection evaluations – Best Practice and Recommendations IEA Photovoltaic Power Systems Programme Task 1 and 14 Members Study Report Information exchange No file uploaded. IEA PVPS Task 1 & Task 14 https://iea-pvps.org/wp-content/uploads/2020/11/2020_11_30-PVPS-T1-T14-Data-Model-for-PV-Systems.pdf
  • This report shows how different countries deal with the DER data collection, with a focus on PV systems. This report also provides a complete overview of all the relevant aspects that need to be addressed and foresee information that will be relevant in the future.
  • ISBN 978-3-906042-98-5
  • Monitoring Solutions
  • Distributed generation (solar)
  • Centralised information database (e.g. DER register, GIS, etc.)
66 2019 An integrated approach to active system management with the focus on TSO–DSO coordination in congestion management and balancing CEDEC, E.DSO, Eurelectric, GEODE, ENTSO-E Study Report Information exchange No file uploaded. https://www.entsoe.eu/news/2019/04/16/a-toolbox-for-tsos-and-dsos-to-make-use-of-new-system-and-grid-services/
  • In the present report, active power management, as a part of ASM is described and analysed from the perspective of a close collaboration of TSOs and DSOs, for congestion management in both distribution and transmission grids and system balancing when such services are provided in a market-based approach by flexibilities owned and operated by third parties. Many other ASM solutions coexist as mentioned in the toolbox above, but they are not analysed in the present report. In addition, reactive power management has been left out of the report. The reason to concentrate first on congestion management and balancing services provided by third parties is the importance of TSO–DSO coordination for these processes to ensure the security of supply. In a later stage, other elements or purposes of ASM could be commonly investigated by DSOs and TSOs.
  • Congestion Management
67 2020 Lessons learned from international projects on TSO-DSO interaction Herndler, B. Article Information exchange No file uploaded. r International Smart Grid Action Network (ISGAN) Discussion Papers https://www.iea-isgan.org/wp-content/uploads/2020/12/Lessons-learned-from-international-projects-on-TSO-DSO-interaction.pdf
  • This task aims to identify and consolidate the lessons learned from international projects, use cases, and best practices on TSO-DSO interaction. The results have been obtained from projects that are still in their early phases based on their preliminary findings as well as those that have reached their dissemination stages. Furthermore, this work aims to present a global view of developments of TSO-DSO interaction based on collaboration from stakeholders within the ISGAN community, as well as additional collaboration partners (TSOs, DSOs, project leaders, etc). The outcomes of the study aim to provide a short overview based on the key outcomes of the investigation, this will take the form of a video type deliverable. The video provides a high-level overview which encapsulates the main findings, while this report forms a supplementary consolidation of the results in order to provide additional information in more detail.
68 2016 TSO–DSO Data Management Report ENTSO-E, CEDEC, GEODE, EURELECTRIC and EDSO for Smart Grids Study Report Information exchange No file uploaded. https://www.entsoe.eu/2016/07/27/tso-dso-data-management-report/
  • TSO–DSO Data Management Report that includes topics such as common understanding of terms related to data management, CONTEXT AND OBJECTIVES OF DATA MANAGEMENT, KEY PRINCIPLES FOR DATA MANAGEMENT, NEEDS AND USES FOR THE DATA. A first objective was to agree upon a common terminology for the concepts discussed by all participants. A second objective was to reach a common understanding of data needs that come from (certain) roles and responsibilities (especially those generally allocated to TSOs and/or DSOs). This was identified as a critical building block for more advanced discussions on data management.
  • Congestion Management
69 2018 Coordination of Distributed Energy Resources; International System Architecture Insights for Future Market Design Newport Consortium (Energeia, Strategen, Hawaiian Electric, Dr. Lorenzo Kristov and Dr. Jeffrey Taft) Study Report Information exchange No file uploaded. https://www.aemo.com.au/-/media/Files/Electricity/NEM/DER/2019/OEN/Newport-Intl-Review-of-DER-Coordination-for-AEMO-final-report.pdf
  • Effective integration of large scale DER into the electric network as well as utilization of DER services for wholesale markets and distribution network services will require operational and market coordination between AEMO and distribution network operators. This involves developing effective system architecture, including market designs, and operational structures (including controls) to execute DER coordination reliably, otherwise customer value may be negatively impacted. This analysis raises the need for early identification and action of long-lead time matters and the potential need for interim measures to be implemented by AEMO under the current regulatory regime. To this end, this report developed by the Newport Consortium of leading experts on DER coordination architectures summarises international experiences to-date and employs comparative analysis to assist AEMO in exploring options for future system architectures for the coordination of DER.
70 2018 International R&D Project Collection – Advanced Cooperation between Distribution and Transmission Network Operation Fraunhofer IEE; IEA PVPS Task 14 members Study Report Information exchange No file uploaded. IEA PVPS Task 14 Activity 2.7 https://iea-pvps.org/key-topics/international-rd-project-collection-advanced-cooperation-between-distribution-and-transmission-network-operation/
  • This report is a collection of international R&D projects, with a focus on advanced TSO/DSO cooperation procedures. Therefore, 19 international R&D projects from the United States, Europe, and Japan have been identified and their objectives, key findings, and recommendations have been collected and summarized.
  • Distributed generation (solar)

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